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stock brokers: PLACES TO FIND OUT IF YOUR FINANCIAL ADVISER IS ON THE UP AND UP - 02/10/12 09:25 AM
I’ll admit that I’ve been on a rampage writing blogs about the secrets of some prominent Dallas investment advisers, financial planners, and the like.
It all started when I did some checking, and what I found out I didn't like!
Well-known celebrities and business people offer their personal endorsements before, during and after some of the investment advisers' radio infomercials.
And just like those who are listening to their endorsement, you have to believe that they are willy-nilly endorsing someone whose ineptitudes and legal violations they know nothing about. If they did, they would probably distance themselves all together.
Prominent … (4 comments)
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stock brokers: What to Ask Your Investment Advisor - 05/01/11 10:19 AM
Dallas-Ft. Worth radio stations have lots of local financial planners, insurance salesmen and stock brokers who host half-hour programs on Saturdays and Sundays.
They primarily tell the audience that they can be assured that those who are listening have investment accounts that are suffering from bad advice.
"If you'd have been with me, you'd not have lost a dime in the last market reversal," they advise.
But there is hope, they promise.
These guys then say that they have the answers for how to get those things back on track.
All appear to require "churning your account." That means selling off … (0 comments)
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stock brokers: THE MYSTERIES OF BANKING AND BOKERAGE HOUSES: The Old Way vs The New Way - 11/24/10 07:43 AM
There are some true mysteries whose reasons for existing escape me. I wonder if I'm the only one who feels that way.
For many years, there were two regulations that were axiomatic. One was that financial brokerage firms had to be either sole proprietorships or partnerships. So, as an example, what was once known as Merrill, Lynch, Pierce Fenner and Bean was exactly that. Those men were the general partners, and those who had management positions with the company were limited partners.
You realize what that meant. The personal net worth of the general partners stood to be invaded, even totally … (0 comments)
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stock brokers: ALFRED E NEUMANN TAKES A LOOK AT THE MARKET: THE MELT DOWN - 12/12/08 07:25 AM
Financial Advisor, Alfred E. Neumann
Financial advisors of every nature --- stock brokers, life insurance specialists, real estate investment mentors, trust officers, economists, the list goes on and on -- not only neglected to work to get their clients out of the equities market before it began its decent, but were encouraging them to continue taking more risks by increasing their portfolios.
That's indisputable, and it's indisputable that the majority's advice and the products they were pushing are, in the main, what has caused the world financial markets to tumble to their present low points. So in the opinion … (3 comments)
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BILL CHERRY
Dallas,
TX
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BILL CHERRY, Real Estate Broker
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