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"May One Undo What One Has Not Yet Done?"

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Mortgage and Lending with Right Trac Financial Group, Inc., NMLS# 2709 NMLS #1012303

In a case from the Maryland Court of Appeals in which the opinion was filed on October 23, 2014, a most unusual circumstance has been revealed, at least for me.  The case is entitled Burson, et al. v Capps, and can be found by clicking here.

It seems that in April 2007, Mr. Capps refinanced his home.  He negotiated with the lender more than I have seen a borrower negotiate ever before as he went through three offers from a lender before accepting the third offer for a mortgage loan.  The loan documents were signed on April 17, 2007 and the loan was unquestionably subject to the Right of Rescission under the Truth-in-Lending Act.  Having been given disclosures prior to the signing of the loan documents, Mr. Capps in fact had a Notice of Rescission form. He signed that form and faxed it to the lender on April 15, 2007, two days before the loan documents were signed.  Nonetheless Mr. Capps proceeded to signed the loan documents on April 17, 2007, as I mentioned and the loan was funded.  He claims he was told by an employee of the lender that the exercise of the right of rescission was not valid.  Two years subsequent Mr. Capps lost his job and was unable to make further payments on the loan which he had in fact been making for approximately two years.

As a result of the default by Mr. Capps, the lender commenced a foreclosure which proceeded to judgment and a sale was held.  The property was sold to satisfy the debt.  Subsequent to the sale, Mr. Capps filed an appeal to a special appeals court in Maryland.  The reported opinion of the Maryland Court of Appeals indicates, "In an unreported opinion, the Court of Special Appeals reversed the Circuit Court, addressing the question of whether the loan had been rescinded “lawfully.” The Court
of Special Appeals reasoned that TILA’s overarching purpose was to “protect consumers in a rather difficult and complicated process.” Because there was no language in § 1635 or Regulation Z—TILA’s implementing regulation—prohibiting a borrower from rescinding a loan prior to the consummation of the transaction, the Court of Special Appeals reasoned that such an action, when viewed in a light favoring the interests of borrowers, was supported by the statute. Otherwise, reasoned the intermediate appellate court, the rights of borrowers to protect themselves would be restricted
severely, contrary to Congress’ stated goals in TILA."  The reasoning of the Court of Special Appeals is almost as hard to believe as Mr. Capps assertion that he rescinded a loan before signing the loan documents, took the loan proceeds and made payments on the loan for two years, allowed a foreclosure proceeding to go to judgment, and then finally decided that he was going to raise as a defense to the foreclosure and the sale that he rescinded the loan two days before he actually signed the loan documents.

The Maryland Court of Appeals struggled with the rules of statutory construction and cited the applicable code section giving rise to the right of rescission, 15 U.S.C., Section 1635(a), which states in part, "... the obligor shall have the right to rescind the transaction until midnight of the third business
day following the consummation of the transaction or the delivery of the information and rescission forms required under this section together with a statement containing the material disclosures required under this subchapter, whichever is later...."  Having been involved in the closing process for a period longer than I care to remember, I always thought it was well-settled that the right of rescission was not exerciseable until after the loan documents were signed.  If this was not put forth in a reported court descision, I just would not believe it.

The statements, thoughts, and understanding set forth above do not constitute any legal opinion or legal advice.  The statements, understandings, and thoughts are not to be relied upon as such and anyone with similar issues as commented on herein is advised to seek the advice of a competent attorney.

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Randy Kirsch, NMLS #1012303

Right Trac Financial Group, Inc. NMLS #2709

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Manchester, Ct. 06042

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The blogs written and published by Randy Kirsch are not in any manner whatsoever to be considered as legal advice or as a legal opinions.  If you have legal questions or concerns regarding any area of real estate law or mortgage law you are advised to consult a licensed, competent real estate attorney in your local area to address your concerns and questions.

 

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Show All Comments Sort:
George Souto
George Souto NMLS #65149 - Middletown, CT
Your Connecticut Mortgage Expert

Randy may be my mind just works in a simple way, but it should come down to  this, did the Borrower sign the rescission notice or not?  If he did then produce a copy of it.  If he didn't then his complaint is without merit.  To claim he was verbally advised something 8 years later without having anything to back up his statement is absolutely ridiculous.

Oct 27, 2014 02:37 AM
Randy Kirsch
Right Trac Financial Group, Inc., NMLS# 2709 - Manchester, CT
(NMLS# 1012303) Your Dedicated Mortgage Consultant

George Souto - the guy did sign the notice, but before the loan closed and the statute clearly indicates that the right can be exercised at the time of disclosure or after the transaction is consumated, whichever is later.   And, the court did ignore the unsubstantiated, oral comment be an employee of lender that the rescissions was no good.  In addition, the guy accepted the benefit of the funds without offering to return them.  I think he has several problems to overcome.

Oct 27, 2014 02:45 AM
Joe Petrowsky
Mortgage Consultant, Right Trac Financial Group, Inc. NMLS # 2709 - Manchester, CT
Your Mortgage Consultant for Life

Good morning Randy. This case is a little crazy, just seems like an opportunity for the attorneys to benefit from the case, not matter who won.

Oct 27, 2014 09:07 PM